ADDITIONAL REGULATORY DISCLOSURES
INVESTMENT BANKING SERVICES
TripleTree, LLC is an SEC-registered broker-dealer and a member of the Financial Industry Regulatory Authority Inc. (“FINRA”) (www.finra.org) and the Securities Investor Protection Corporation (“SIPC”) (www.sipc.org). TripleTree, LLC is currently registered as a broker-dealer only in California and Minnesota. No offer of services or securities in any other jurisdiction is being made by this website and cannot be made until and unless TripleTree, LLC registers in the applicable state(s). The information included in this website is for general guidance on matters relating to securities and the investment industry. For additional information about TripleTree, LLC and its registered representatives, please refer to brokercheck.finra.org.
Nothing set forth in this website should be construed as a recommendation to purchase or sell any product or instrument or to enter into any transaction, or as a representation that any particular product or instrument is suitable or appropriate for you.
You should not make this website the primary basis for any investment decisions, nor should you construe any of the material contained in this website as business, trading, financial, investment, hedging, trading, legal, regulatory, tax or accounting advice. In providing this website and entering into any transactions in the products described in this website, TripleTree, LLC is acting solely in the capacity of a broker and not as a financial advisor or a fiduciary. Under no circumstances should TripleTree, LLC be considered your advisor or fiduciary and, if you require advice with respect to the products identified in this website or any contemplated transactions, you should consult your own business, financial, accounting or legal advisors.
INVESTMENT ADVISORY SERVICES
TTCP Management Services, LLC (“TTCP”) is an SEC-registered investment adviser with its principal place of business in the State of Minnesota. TTCP is currently notice filed only in the State of Minnesota. TTCP will accept advisory clients only from those states in which it becomes notice filed (as necessary) or in which an exemption from such notice filing is available. This web site is limited to the dissemination of general information pertaining to TTCP’s investment advisory/management services. Investing in the stock market involves gains and losses and may not be suitable for all investors. Any subsequent, direct communication by TTCP with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of TTCP, please contact TTCP or refer to the Investment Adviser Public Disclosure web site (www.adviserinfo.sec.gov).
For additional information about TTCP, including fees and services, please refer to Part 2A of TTCP’s Form ADV which is available directly from TTCP by request or on the Investment Adviser Public Disclosure web site referenced above. Please read Part 2A of Form ADV carefully before deciding to retain TTCP or to invest in an investment product managed by TTCP.
BEFORE USING THIS WEBSITE PLEASE READ OUR LEGAL AND PRIVACY STATEMENT
By accessing or using this website, you are expressly acknowledging and agreeing to the terms and conditions set forth in this TripleTree Legal and Privacy Statement. You may not use this website if, at any time, you do not wish to accept the terms and conditions as set forth in this Legal and Privacy Statement. You should review these terms and conditions whenever accessing or using this website, as TripleTree Holdings, LLC (“TripleTree”) reserves the right to modify this Legal and Privacy Statement at any time. By accessing or using this website after the posting of modifications to the terms and conditions set forth in this Legal and Privacy Statement, you signify your acceptance of such terms and conditions, as modified.
All information and material (including, but not limited to, images, text and audio) on this website is the property of TripleTree and is subject to copyright. All other trademarks, if any, on this website are the property of their respective owners. You are entitled to view, copy and print any documents from this website for your own internal business purposes only. Absolutely no rights or licenses in or to the website or the materials contained within the website other than the limited right to use the website in accordance with this Legal and Privacy Statement are available. Any copying, modification or other use of this website or its content for any use other than your own internal business purposes (and expressly any sale, transmission or redistribution of this website or its content) are strictly prohibited. All rights, both present and future, in and to trade secrets, trademarks, service marks, copyrights and other proprietary rights under the laws of any domestic or foreign governmental authority (the “Intellectual Property Rights”) relating to TripleTree on this website shall at all times be and remain the sole and exclusive property of TripleTree as between you and TripleTree. You shall not use the Intellectual Property Rights or the website, or any derivations thereof, for any purpose, without the prior written approval of TripleTree, except as specifically permitted by the terms of this Legal and Privacy Statement. You agree to protect the proprietary rights of TripleTree and all others having rights in the website and to comply with all reasonable written or electronic requests made by TripleTree or its suppliers of content or otherwise (“Suppliers”) to protect their and others’ contractual, statutory and common law rights in the website. You agree to provide TripleTree with prompt written notice of any unauthorized access or use of the website by any party or of any claim that the website infringes upon any copyright, trademark or other contractual, statutory or common law rights.
This website is provided solely for information purposes and is not intended to, and shall not, constitute any offer or acceptance with the respect to any transactions or other matters, with the exception of this Legal and Privacy Statement or as otherwise indicated. Except for this Legal and Privacy Statement, this website shall not create any legal relationship between you and TripleTree.
This website and the information and material which it contains are subject to change at any time by TripleTree without notice, and TripleTree reserves the right to suspend, terminate or restrict your access to or use of this website. This website is provided “AS IS” without any warranty of any kind, express or implied, including, but not limited to, any implied warranty of merchantability, fitness for a particular purpose, accuracy or completeness of the information contained on this website or in respect of any materials or products referred to on this website, or non-infringement. Difficulties in use of this website could involve, among others, failures, delays, malfunction, software erosion, inadvertent disclosure of information provided to TripleTree via this website, or hardware damage, which difficulties could be the result of hardware, software or communication link inadequacies or other causes. Such difficulties could lead to possible economic and/or data loss. TripleTree does not warrant that the website is compatible with your equipment or that the website is free of errors, viruses or worms. In no event shall TripleTree be liable for any damage you may suffer as a result of such destructive features. All warranties, whether express or implied, are hereby excluded to the extent permitted by law.
To the extent permitted by law, TripleTree and its partners, directors, and employees shall have no liability, contingent or otherwise, whether caused by the negligence of TripleTree, its employees, subcontractors, agents, suppliers, or otherwise, to you or to third parties for the accuracy, timeliness, completeness, reliability, performance or continued availability of this website or for delays or omissions therein, including, but not limited to, inaccuracies or errors in or omissions from quotes and financial data. TripleTree shall have no responsibility to maintain the information or services made available on this website or to supply any corrections or updates in connection with such information or services. IN NO EVENT WILL TRIPLETREE, ITS SUPPLIERS, OR ITS THIRD PARTY AGENTS BE LIABLE TO YOU FOR ANY DIRECT, SPECIAL, INDIRECT, INCIDENTAL, PUNITIVE OR CONSEQUENTIAL DAMAGES (INCLUDING, WITHOUT LIMITATION, LOSS OF BUSINESS, LOSS OF PROFIT, LOSS OR CORRUPTION OF DATA, LOSS OF GOODWILL OR REPUTATION OR WASTED MANAGEMENT TIME) WHICH MAY BE INCURRED OR EXPERIENCED ON ACCOUNT OF YOUR USING OR RELYING ON THIS WEBSITE OR ANY INFORMATION OR LINKS ON IT, EVEN IF TRIPLETREE HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. Any limitations or restrictions on liability in this Legal and Privacy Statement shall only apply to the extent permitted by applicable law. In no event shall TripleTree’s total liability to you for all damages, losses and causes of action (whether in contract or tort, including but not limited to, negligence) exceed the amount paid by you to TripleTree, if any, for accessing this website.
This website may provide links to certain websites sponsored and maintained by TripleTree as well as those sponsored or maintained by third parties. Such third party websites are publicly available and TripleTree is providing access to such websites through this website solely as a convenience to you. The content of such third party websites, services, goods or advertisements that may be linked to this website is not maintained or controlled by TripleTree, and TripleTree makes no representations or warranties concerning the content of such websites and the fact that access to such websites is provided does not constitute any endorsement, authorization or sponsorship of such websites or their sponsors by TripleTree nor is there any affiliation between TripleTree and such sponsors and such sponsors do not endorse, authorize or sponsor this website. Moreover, TripleTree is in no way responsible for the availability, content or accuracy of other websites, services or goods that may be linked to, or advertised on, the website and does not make any warranty, express or implied, with respect to the use of the links provided on, or to, the website or guarantee the accuracy, completeness, usefulness or adequacy of any other websites, services, goods or advertisements that may be linked to the website. You understand and agree that you will use or rely on such websites solely at your own risk and that TripleTree does not grant to you any rights in respect of such websites.
You agree, at your own expense, to indemnify, defend and hold harmless TripleTree and its employees, representatives, suppliers and agents, against any claim, suit, action or other proceeding against TripleTree, its employees, representatives, Suppliers and agents, by a third party, to the extent that such claim, suit, action or other proceeding is based on or arises in connection with your use of the website, or any links on the website, including, but not limited to: (i) your use or someone using your computer's use of the website; (ii) your use or someone using any password you may obtain; (iii) a violation of the terms set forth in this Legal and Privacy Statement by you or anyone using your computer or password; (iv) a claim that any use of the website by you or someone using your computer or password infringes any intellectual property right of any third party, is libelous or defamatory, or otherwise results in injury or damage to any third party; (v) any deletions, additions, insertions or alterations to, or any unauthorized use of, the website by you or someone using your computer or password; (vi) any misrepresentation or breach of representation or warranty made by you contained herein: or (vii) any breach of any covenant or agreement to be performed by you hereunder. You agree to pay any and all costs, damages and expenses, including, but not limited to, reasonable attorneys' fees and costs awarded against or otherwise incurred by or in connection with or arising from any such claim, suit, action or proceeding attributable to any such claim.
In the course of your use of this website, you may provide, or TripleTree may otherwise obtain, information about you or your business activities. By using this website, you expressly consent to TripleTree (1) using this information to assess the function and performance of this website, to assess the needs of its customers, to market TripleTree’s services, and for the other purposes set out in this paragraph, and (2) transferring this data to TripleTree affiliates throughout the world for the purposes specified in (1) above. Any information which you provide or which TripleTree otherwise obtains will be used by TripleTree for any and all business purposes. In the event that Information is submitted through your access to the website erroneously, or you later determine that Information should not have been submitted, for any reason, you accept full financial responsibility for such entry. Further, by logging onto to our website on behalf of an entity or corporation, you are agreeing that you have the right and authority to bind that entity or corporation to the obligations and responsibilities incurred by utilizing this website. TripleTree will not share any information provided by you to non-affiliates for any purpose, including marketing, except that TripleTree may share such information with non-affiliated third parties that assist TripleTree in providing services to you. In such event, any such third party will have agreed to maintain the confidentiality of such information in accordance with this policy.
Important Legal Information
TripleTree does not intend the information provided on this site to be distributed to, or used by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject TripleTree to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by TripleTree or its affiliates to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.
Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, TripleTree cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose. Neither Triple Tree, nor its partners, directors, or employees, nor any third party vendor will be liable or have any responsibility of any kind for any loss or damage you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of TripleTree or of any vendor providing software or services support.